Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
The primary responsibility is to assist the Chief Compliance Officer in the activities of compliance and anti-money laundering.
Primary Accountabilities:
KYC
- Responsible for implementing the KYC process.
- Prepares and monitors the KYC review schedule based on customer risk level. • Conducts name screening on Customers and related parties.
- Provides support to incoming inquiries relating to AML/ATF policies and procedures. • Assists CCO in revising AML /ATF related documentation.
- Supports end-to-end internal and external review/examination process of the AML/ATF program by sourcing and collating evidence requested through RFIs.
- Supports the presentation of AML/ATF compliance reports required by Global, Regional or Local mandates.
Investigations
- Reviews and actions name screening alerts to identify instances of Money-laundering, Terrorist Financing, and violation Sanctions.
- Reviews and actions transaction monitoring alerts to identify instances of Money-laundering, Terrorist Financing and Sanctions violations.
- Reviews and actions transaction screening (trade finance ) alerts to identify sanctions risks.
- Conducts case investigations of name screening and transaction monitoring alerts escalation.
Development of Policies and Procedures
- Supports the development of new documentation.
- Performs annual review of existing documentation.
Technical Skills:
- Good working knowledge of Microsoft Office suite
- Logical reasoning and problem solving skills
- Excellent organizational, time management and project management skills
- Excellent verbal and communications skills
Experience Required:
- 2 years' professional experience working in financial services industry with experience Anti-Money Investigations and managing end to end KYC process
- Solid understanding of AML/ATF regulatory framework.
- Good working knowledge of AML/ATF related process including alert review and disposition and case investigation
- Ability to work in a fast-paced environment
Education & Training:
- Bachelor's degree in related discipline
- Nice to have: Certified Anti-Money Laundering Specialist (CAMS) certificate
Do you want your voice heard and your actions to count?
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
The primary responsibility is to assist the Chief Compliance Officer in the activities of compliance and anti-money laundering.
Primary Accountabilities:
KYC
- Responsible for implementing the KYC process.
- Prepares and monitors the KYC review schedule based on customer risk level. • Conducts name screening on Customers and related parties.
- Provides support to incoming inquiries relating to AML/ATF policies and procedures. • Assists CCO in revising AML /ATF related documentation.
- Supports end-to-end internal and external review/examination process of the AML/ATF program by sourcing and collating evidence requested through RFIs.
- Supports the presentation of AML/ATF compliance reports required by Global, Regional or Local mandates.
Investigations
- Reviews and actions name screening alerts to identify instances of Money-laundering, Terrorist Financing, and violation Sanctions.
- Reviews and actions transaction monitoring alerts to identify instances of Money-laundering, Terrorist Financing and Sanctions violations.
- Reviews and actions transaction screening (trade finance ) alerts to identify sanctions risks.
- Conducts case investigations of name screening and transaction monitoring alerts escalation.
Development of Policies and Procedures
- Supports the development of new documentation.
- Performs annual review of existing documentation.
Technical Skills:
- Good working knowledge of Microsoft Office suite
- Logical reasoning and problem solving skills
- Excellent organizational, time management and project management skills
- Excellent verbal and communications skills
Experience Required:
- 2 years' professional experience working in financial services industry with experience Anti-Money Investigations and managing end to end KYC process
- Solid understanding of AML/ATF regulatory framework.
- Good working knowledge of AML/ATF related process including alert review and disposition and case investigation
- Ability to work in a fast-paced environment
Education & Training:
- Bachelor's degree in related discipline
- Nice to have: Certified Anti-Money Laundering Specialist (CAMS) certificate